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Before the signing ceremony of the Sarbanes-Oxley Act, President George W. Bush meets with Senator Paul Sarbanes, Secretary of Labor Elaine Chao and other dignitaries in the Blue Room at the White House on July 30, 2002.
 

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Gramm-Leach-Bliley,  Sarbanes-Oxley , UETA, E-SIGN and Health Insurance Portability and Accountability Act (HIPAA)

 


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Sarbanes-Oxley Act Compliance

Docuzon is the industry leader in helping organization become legally compliant with regulations governing the transmission of electronic documents and signatures.

Sarbanes-Oxley

The Sarbanes-Oxley Act of 2002 (commonly called SOX or Sarbox) is a United States federal law passed in response to a number of major corporate and accounting scandals that resulted in a decline of public trust in accounting and reporting practices. Sarbanes-Oxley provides several provisions. The security measures, controls, reporting, and auditing provided with the Docuzon solution enable our customers to achieve compliance with Sarbanes-Oxley.

Sarbanes-Oxley Act Resources

Check out these sites for a summary of what you must do to comply: SWLearning, SoxLaw.com, the SEC SoxAct page and http://www.work.com/sarbanesoxley-act-compliance-418

http://complianceonline.com/cms/cms/Offline/Default.htm?category_id=30008&ind=/Offline/Industry/Sarbanes_Oxley/

Sarbanes-Oxley WIKI

http://en.wikipedia.org/wiki/Sarbanes-Oxley_Act

http://thecaq.aicpa.org/Resources/Sarbanes+Oxley/

 

Here are some policies and procedures the act requires of every corporation:

  1. A whistle-blower policy that also spells out anti-retaliation rules
  2. An audit committee
  3. A charter for the audit committee that spells out committee member roles and responsibilities
  4. A document retention and destruction policy outlining how and how long documents are kept

 

Podcast: The Unexpected Benefits of SOX: A Conversation with Michael Oxley